Form 4 for GERN GERON CORP
Accepted 2023-02-10 00:00:00 ET · period of report 2023-02-09 · accession 0001062993-23-002794 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-10 | 2023-02-09 | GERN | GRETHLEIN ANDREW J | EVP, COO | S - Sale+OE | $3.03 | -384.7K | 0 | -100% | -$1.17M |
| D | 2023-02-10 | 2023-02-09 | GERN | GRETHLEIN ANDREW J | EVP, COO | M - OptEx | $1.51 | +150.0K | 384.7K | +64% | +$226.5K |
| D | 2023-02-10 | 2023-02-09 | GERN | GRETHLEIN ANDREW J | EVP, COO | M - OptEx | $0.00 | -150.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-09 | S | D | 150,000 | $3.03 | 234,719 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-09 | M | A | 150,000 | $1.51 | 384,719 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-09 | S | D | 234,719 | $3.03 | 0 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-02-09 | M | D | 150,000 | $0.00 | 0 | D | $1.51 · — to 2023-02-12 | 150,000 Common Stock | (F1) The options were fully vested. |