Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2023-02-27 00:00:00 ET · period of report 2023-02-23 · accession 0001062993-23-004962 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-27 | 2023-02-23 | ALSN | Coll John | SVP, Gbl MSS | F - Tax | $47.57 | -575 | 19.7K | -3% | -$27.4K |
| DM | 2023-02-27 | 2023-02-23 | ALSN | Coll John | SVP, Gbl MSS | M - OptEx | — | +1,960 | 20.2K | +11% | — |
| DM | 2023-02-27 | 2023-02-23 | ALSN | Coll John | SVP, Gbl MSS | M - OptEx | $0.00 | -1,960 | 3,841 | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-23 | F | D | 575 | $47.57 | 19,697 | D | — | — | (F3) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. |
| 2 | Common | Common Stock | 2023-02-23 | M | A | 40 | — | 20,272 | D | — | — | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 3 | Common | Common Stock | 2023-02-23 | M | A | 1,920 | — | 20,232 | D | — | — | (F1) Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 4 | Derivative | Dividend Equivalent Rights | 2023-02-23 | M | D | 40 | $0.00 | 394 | D | — · — to — | 40 Common Stock | (F2) Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-02-23 | M | D | 1,920 | $0.00 | 3,841 | D | — · — to — | 1,920 Common Stock | (F1) Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |