Form 4 for HUM Humana
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-24 · accession 0001062993-23-005038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-28 | 2023-02-24 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | +3,039 | 5,843 | +108% | $0 |
| D | 2023-02-28 | 2023-02-24 | HUM | Diamond Susan M | CFO | F - Tax | $510.24 | -1,125 | 4,718 | -19% | -$574.0K |
| DM | 2023-02-28 | 2023-02-24 | HUM | Diamond Susan M | CFO | A - Grant | $0.00 | +8,574 | 6,810 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2023-02-24 | M | A | 3,039 | $0.00 | 5,843 | D | — | — | (F13) Performance Stock Units vested on 2/24/23, not required to be reported until vest. |
| 2 | Common | Humana Common | 2023-02-24 | F | D | 1,125 | $510.24 | 4,718 | D | — | — | (F14) Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23. |
| 3 | Derivative | Restricted Stock Units | 2023-02-24 | A | A | 1,764 | $0.00 | 1,764 | D | — · — to — | 1,764 Humana Common | (F7) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F11) Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
| 4 | Derivative | Options | 2023-02-24 | A | A | 6,810 | $0.00 | 6,810 | D | $510.24 · — to 2030-02-24 | 6,810 Humana Common | (F6) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. |