Form 4 for HUM Humana
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-24 · accession 0001062993-23-005077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-28 | 2023-02-24 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | M - OptEx | $0.00 | +28.5K | 98.5K | +41% | $0 |
| D | 2023-02-28 | 2023-02-24 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | F - Tax | $510.24 | -10.9K | 87.6K | -11% | -$5.57M |
| D | 2023-02-28 | 2023-02-27 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | S - Sale+OE | $505.85 | -17.6K | 70.0K | -20% | -$8.89M |
| DM | 2023-02-28 | 2023-02-24 | HUM | BROUSSARD BRUCE D | Pres, CEO, Dir | A - Grant | $0.00 | +33.3K | 26.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2023-02-24 | M | A | 28,494 | $0.00 | 98,534 | D | — | — | (F9) Performance Stock Units vested on 2/24/23, not required to be reported until vest. |
| 2 | Common | Humana Common | 2023-02-24 | F | D | 10,919 | $510.24 | 87,615 | D | — | — | (F10) Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23. |
| 3 | Common | Humana Common | 2023-02-27 | S | D | 17,575 | $505.85 | 70,040 | D | — | — | (F11) Price reported is weighted average sales price. |
| 4 | Derivative | Restricted Stock Units | 2023-02-24 | A | A | 6,859 | $0.00 | 6,859 | D | — · — to — | 6,859 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F8) Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
| 5 | Derivative | Options | 2023-02-24 | A | A | 26,484 | $0.00 | 26,484 | D | $510.24 · — to 2030-02-24 | 26,484 Humana Common | (F4) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. |