Form 4 for KODK EASTMAN KODAK CO
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-26 · accession 0001062993-23-005113 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-28 | 2023-02-26 | KODK | CONTINENZA JAMES V | CEO, Executive COB, Dir | M - OptEx | $0.00 | +200.0K | 964.4K | +26% | $0 |
| DM | 2023-02-28 | 2023-02-26 | KODK | CONTINENZA JAMES V | CEO, Executive COB, Dir | M - OptEx | $0.00 | -200.0K | 200.0K | -50% | $0 |
| D | 2023-02-28 | 2023-02-26 | KODK | CONTINENZA JAMES V | CEO, Executive COB, Dir | A - Grant | $0.00 | +300.0K | 300.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 | 2023-02-26 | M | A | 100,000 | $0.00 | 1,064,369 | D | — | — | (F1) These restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock, par value $.01 | 2023-02-26 | M | A | 100,000 | $0.00 | 964,369 | D | — | — | (F1) These restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2023-02-26 | M | D | 100,000 | $0.00 | 100,000 | D | $0.00 · — to — | 100,000 Common Stock, par value $.01 | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F2) 100,000 restricted stock units vested on 2/26/2023 and, except as otherwise provided in the award notice, the remaining restricted stock units will vest on 2/26/2024. |
| 4 | Derivative | Restricted Stock Units | 2023-02-26 | A | A | 300,000 | $0.00 | 300,000 | D | $0.00 · — to — | 300,000 Common stock, par value $.01 | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F4) These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2024, 2/26/2025 and 2/26/2026. |
| 5 | Derivative | Restricted Stock Units | 2023-02-26 | M | D | 100,000 | $0.00 | 200,000 | D | $0.00 · — to — | 100,000 Common stock, par value $.01 | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F3) 100,000 restricted stock units vested on 2/26/2023 and, except as otherwise provided in the award notice, the remaining restricted stock units will vest in substantially equal installments on each of 2/26/2024 and 2/26/2025. |