Form 4 for ASRV AMERISERV FINANCIAL INC /PA/
Accepted 2023-03-06 00:00:00 ET · period of report 2022-11-30 · accession 0001062993-23-006072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2022-11-30+ | ASRV | Lynch Michael D | EVP, CFO | M - OptEx | $3.01 | +6,061 | 13.3K | +84% | +$18.2K |
| DM | 2023-03-06 | 2022-11-30+ | ASRV | Lynch Michael D | EVP, CFO | M - OptEx | $3.01 | -6,061 | 7,058 | -46% | -$18.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-06 | M | A | 1,061 | $3.23 | 14,332 | D | — | — | (F1) These common shares are held jointly with Mr. Lynch's wife. |
| 2 | Common | Common Stock | 2022-11-30 | M | A | 3,000 | $2.96 | 11,271 | D | — | — | (F1) These common shares are held jointly with Mr. Lynch's wife. |
| 3 | Common | Common Stock | 2023-02-10 | M | A | 2,000 | $2.96 | 13,271 | D | — | — | (F1) These common shares are held jointly with Mr. Lynch's wife. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-11-30 | M | D | 3,000 | $2.96 | 5,058 | D | $2.96 · 2016-03-19 to 2025-03-19 | 3,000 Common Stock | (F2) The options vest in three equal annual installments beginning on March 19, 2016, subject to acceleration or forfeiture in certain specified circumstances. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-03-06 | M | D | 1,061 | $3.23 | 8,119 | D | $3.23 · 2014-03-15 to 2023-03-15 | 1,061 Common Stock | (F3) The options vest in three equal annual installments beginning on March 15, 2014, subject to acceleration or forfeiture in certain specified circumstances. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-02-10 | M | D | 2,000 | $2.96 | 7,058 | D | $2.96 · 2016-03-19 to 2025-03-19 | 2,000 Common Stock | (F2) The options vest in three equal annual installments beginning on March 19, 2016, subject to acceleration or forfeiture in certain specified circumstances. |