InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001062993-23-006102 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-03-06 2023-03-02 HPE Hotard Justin EVP, GM, HPC, AI F - Tax $15.50 -6,639 27.9K -19% -$102.9K
D 2023-03-06 2023-03-02 HPE Hotard Justin EVP, GM, HPC, AI M - OptEx $15.50 +20.8K 34.6K +151% +$322.4K
DM 2023-03-06 2023-01-13 HPE Hotard Justin EVP, GM, HPC, AI A - Grant — +1,612 19.2K +9% —
D 2023-03-06 2023-03-02 HPE Hotard Justin EVP, GM, HPC, AI M - OptEx — -20.8K 20.8K -50% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-03-02 F D 6,639 $15.50 27,950 D — —
2 Common Common Stock 2023-03-02 M A 20,801 $15.50 34,589 D — —
3 Derivative Restricted Stock Units 2023-01-13 A A 1,007.58 — 139,129.58 D — · — to — 1,007.58 Common Stock (F5) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,007.5769 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
4 Derivative Restricted Stock Units 2023-01-13 A A 474.31 — 67,651.31 D — · — to — 474.31 Common Stock (F4) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 474.3100 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
5 Derivative Restricted Stock Units 2023-03-02 M D 20,801 — 20,801 D — · — to — 20,801 Common Stock (F3) As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and also includes 1,261 vested dividend equivalent rights and a de minimus adjustment of 0.6904 due to fractional rounding of the dividend equivalent rights at $15.50 per RSU credited to the reporting person's account on 03/02/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
6 Derivative Restricted Stock Units 2023-01-13 A A 130.41 — 19,207.41 D — · — to — 130.41 Common Stock (F2) As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 130.4097 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.