Form 4 for SCHW Charles Schwab Corporation
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001062993-23-006122 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-06 | 2023-03-02 | SCHW | Craig Jonathan M. | Please see remarks | A - Grant | $0.00 | +68.8K | 68.8K | New | $0 | |
| 2023-03-06 | 2023-03-02 | SCHW | Craig Jonathan M. | Please see remarks | F - Tax | $76.46 | -34.1K | 0 | -100% | -$2.61M | |
| I | 2023-03-06 | 2023-03-06 | SCHW | Craig Jonathan M. | Please see remarks | S - Sale | $76.33 | -34.7K | 11.2K | -76% | -$2.65M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | A | A | 68,758 | $0.00 | 68,758 | D by Trust | — | — | |
| 2 | Common | Common Stock | 2023-03-02 | F | D | 34,091 | $76.46 | 0 | D | — | — | (F3) Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a revocable living trust. |
| 3 | Common | Common Stock | 2023-03-06 | S | D | 34,667 | $76.33 | 11,159 | I | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $75.94 to $76.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a revocable living trust. |