Form 4 for OTIS Otis Worldwide
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-06 · accession 0001062993-23-006225 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-07 | 2023-03-06 | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | M - OptEx | $54.14 | +7,746 | 27.7K | +39% | +$419.4K |
| D | 2023-03-07 | 2023-03-06 | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | F - Tax | $86.88 | -4,826 | 22.9K | -17% | -$419.3K |
| D | 2023-03-07 | 2023-03-06 | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | S - Sale+OE | $86.85 | -703 | 22.2K | -3% | -$61.1K |
| DM | 2023-03-07 | 2023-03-06 | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | M - OptEx | $0.00 | -7,746 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-06 | M | A | 2,681 | $60.88 | 22,679 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-06 | M | A | 5,065 | $50.58 | 27,744 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-06 | F | D | 4,826 | $86.88 | 22,918 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-06 | S | D | 703 | $86.85 | 22,215 | D | — | — | |
| 5 | Derivative | Stock Appreciation Rights | 2023-03-06 | M | D | 2,681 | $0.00 | 0 | D | $60.88 · 2018-01-02 to 2025-01-01 | 2,681 Common Stock | |
| 6 | Derivative | Stock Appreciation Rights | 2023-03-06 | M | D | 5,065 | $0.00 | 0 | D | $50.58 · 2019-01-04 to 2026-01-03 | 5,065 Common Stock |