Form 4 for PTON PELOTON INTERACTIVE, INC.
Accepted 2023-03-08 00:00:00 ET · period of report 2023-03-06 · accession 0001062993-23-006289 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-08 | 2023-03-06 | PTON | Hoag Jay C | Dir | M - OptEx | — | +7,268 | 7,268 | New | — |
| D | 2023-03-08 | 2023-03-07 | PTON | Hoag Jay C | Dir | A - Grant | $0.00 | +843 | 843 | New | $0 |
| D | 2023-03-08 | 2023-03-06 | PTON | Hoag Jay C | Dir | M - OptEx | $0.00 | -7,268 | 21.8K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-06 | M | A | 7,268 | — | 7,268 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. (F4) Jay C. Hoag has sole voting and dispositive power over the options, RSUs, and shares he holds directly. However, TCV IX Management, L.L.C. and TCV X Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such securities. Jay C. Hoag is a member of TCV IX Management, L.L.C. and TCV X Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such RSUs and the shares to be received upon the vesting of such RSUs except to the extent of his pecuniary interest therein. |
| 2 | Derivative | Restricted Stock Unit (RSU) | 2023-03-07 | A | A | 843 | $0.00 | 843 | D | — · — to — | 843 Class A Common Stock | (F4) Jay C. Hoag has sole voting and dispositive power over the options, RSUs, and shares he holds directly. However, TCV IX Management, L.L.C. and TCV X Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such securities. Jay C. Hoag is a member of TCV IX Management, L.L.C. and TCV X Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such RSUs and the shares to be received upon the vesting of such RSUs except to the extent of his pecuniary interest therein. (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. (F3) The RSUs vest as to 33.3% of the total shares on each of June 6, 2023, September 6, 2023 and the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-03-06 | M | D | 7,268 | $0.00 | 21,802 | D | — · — to — | 7,268 Class A Common Stock | (F4) Jay C. Hoag has sole voting and dispositive power over the options, RSUs, and shares he holds directly. However, TCV IX Management, L.L.C. and TCV X Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such securities. Jay C. Hoag is a member of TCV IX Management, L.L.C. and TCV X Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such RSUs and the shares to be received upon the vesting of such RSUs except to the extent of his pecuniary interest therein. (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration. (F2) The RSUs vest as to 25% of the total shares quarterly on each of March 6, 2023, June 6, 2023 and September 6, 2023, with the final 25% vesting on the earlier of (i) December 6, 2023 and (ii) the 2023 annual stockholders meeting, subject to the reporting person's provision of service to the issuer on each vesting date. |