Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-03-09 00:00:00 ET · period of report 2023-03-07 · accession 0001062993-23-006420 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-09 | 2023-03-07 | HPE | Hotard Justin | EVP, GM, HPC, AI | M - OptEx | $8.83 | +5,668 | 19.8K | +40% | +$50.0K |
| DM | 2023-03-09 | 2023-03-07 | HPE | Hotard Justin | EVP, GM, HPC, AI | S - Sale+OE | $15.01 | -19.5K | 14.2K | -58% | -$292.0K |
| D | 2023-03-09 | 2023-03-07 | HPE | Hotard Justin | EVP, GM, HPC, AI | M - OptEx | $0.00 | -5,668 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-07 | M | A | 5,668 | $8.83 | 19,830 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-07 | S | D | 13,788 | $15.01 | 14,162 | D | — | — | (F1) The price in Column 4 is a weighted average price of $15.009691. The prices actually paid ranged from $15.00 to $15.01. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 3 | Common | Common Stock | 2023-03-07 | S | D | 5,668 | $15.01 | 14,162 | D | — | — | (F1) The price in Column 4 is a weighted average price of $15.009691. The prices actually paid ranged from $15.00 to $15.01. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-03-07 | M | D | 5,668 | $0.00 | 0 | D | $8.83 · 2016-12-09 to 2023-12-09 | 5,668 Common Stock | (F2) This option became exercisable beginning on this date. (F3) This option is no longer exercisable beginning on this date. |