Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001062993-23-006870 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-14 | 2023-03-10 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | S - Sale | $14.61 | -34.8K | 0 | -100% | -$507.9K |
| DM | 2023-03-14 | 2023-01-13 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | A - Grant | — | +1,831 | 33.1K | +6% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | S | D | 34,764 | $14.61 | 0 | D | — | — | (F1) The price in Column 4 is a weighted average price of $14.609078. The prices actually paid ranged from $14.58 to $14.69. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 2 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 474.31 | — | 67,651.31 | D | — · — to — | 474.31 Common Stock | (F5) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 474.3100 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 1,007.58 | — | 139,129.58 | D | — · — to — | 1,007.58 Common Stock | (F6) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,007.5769 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 120.38 | — | 17,730.38 | D | — · — to — | 120.38 Common Stock | (F3) As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.3793 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 228.53 | — | 33,111.26 | D | — · — to — | 228.53 Common Stock | (F4) As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 228.5325 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |