Form 4 for GAIN GLADSTONE INVESTMENT CORPORATIONDE
Accepted 2023-03-15 00:00:00 ET · period of report 2023-03-14 · accession 0001062993-23-006926 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-15 | 2023-03-14 | GAIN | DULLUM DAVID A R | Pres | P - Purchase | $12.84 | +3,000 | 144.9K | +2% | +$38.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-14 | P | A | 3,000 | $12.84 | 144,916 | D | — | — |