Form 4 for DXLG DESTINATION XL GROUP, INC.
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-16 · accession 0001062993-23-007171 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-17 | 2023-03-16 | DXLG | Gaeta Anthony | Chief Stores Off | M - OptEx | $0.75 | +10.0K | 143.7K | +7% | +$7,500 |
| D | 2023-03-17 | 2023-03-16 | DXLG | Gaeta Anthony | Chief Stores Off | S - Sale+OE | $6.25 | -10.0K | 133.7K | -7% | -$62.5K |
| D | 2023-03-17 | 2023-03-16 | DXLG | Gaeta Anthony | Chief Stores Off | M - OptEx | $0.00 | -10.0K | 16.1K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2023-03-16 | M | A | 10,000 | $0.75 | 143,711 | D | — | — | |
| 2 | Common | Common Stock, $0.01 par value | 2023-03-16 | S | D | 10,000 | $6.25 | 133,711 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2023-03-16 | M | D | 10,000 | $0.00 | 16,058 | D | $0.75 · 2022-03-09 to 2031-03-09 | 10,000 Common Stock | (F3) Represents a grant of non-qualified stock options ("Stock Options") to the Reporting Person on March 9, 2021 under the Company's 2016 Incentive Compensation Plan. 8,686 Stock Options will become exercisable on March 9, 2024. |