Form 4 for DELL Dell Technologies
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001062993-23-007192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-17 | 2023-03-15 | DELL | Sweet Thomas W | CFO | A - Grant | $0.00 | +238.0K | 495.0K | +93% | $0 | |
| 2023-03-17 | 2023-03-15 | DELL | Sweet Thomas W | CFO | F - Tax | $37.55 | -29.5K | 257.0K | -10% | -$1.11M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Common Stock | 2023-03-15 | A | A | 237,981 | $0.00 | 494,996 | D | — | — | (F2) Represents 385,891 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2020, net of 147,910 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification. |
| 2 | Common | Class C Common Stock | 2023-03-15 | F | D | 29,463 | $37.55 | 257,015 | D | — | — | (F1) Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2020, March 15, 2021 and March 15, 2022. |