Form 4 for ZBH Zimmer Biomet
Accepted 2023-03-21 00:00:00 ET · period of report 2023-03-17 · accession 0001062993-23-007358 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-21 | 2023-03-17 | ZBH | Phipps Chad F | SVP, Gen Counsel, Sec | S - Sale+OE | $124.50 | -23.0K | 43.7K | -35% | -$2.87M |
| D | 2023-03-21 | 2023-03-17 | ZBH | Phipps Chad F | SVP, Gen Counsel, Sec | M - OptEx | $70.97 | +23.0K | 66.7K | +53% | +$1.64M |
| D | 2023-03-21 | 2023-03-17 | ZBH | Phipps Chad F | SVP, Gen Counsel, Sec | M - OptEx | $0.00 | -23.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-17 | S | D | 19,743 | $124.40 | 46,973 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 29, 2022. (F2) Reflects the weighted average price of 19,743 shares of common stock of Zimmer Biomet Holdings, Inc. sold in multiple transactions on March 17, 2023 with sale prices ranging from $123.85 to $124.84 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuance, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-03-17 | S | D | 3,302 | $125.09 | 43,671 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 29, 2022. (F3) Reflects the weighted average price of 3,302 shares of common stock of Zimmer Biomet Holdings, Inc. sold in multiple transactions on March 17, 2023 with sale prices ranging from $124.87 to $125.38 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuance, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-03-17 | M | A | 23,045 | $70.97 | 66,716 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 29, 2022. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-03-17 | M | D | 23,045 | $0.00 | 0 | D | $70.97 · — to 2023-03-18 | 23,045 Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 29, 2022. (F4) Vested annually over four years in increments of 25% each year, commencing on March 18, 2014. |