Form 4 for DHI D. R. Horton
Accepted 2023-03-21 00:00:00 ET · period of report 2023-03-17 · accession 0001062993-23-007433 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-21 | 2023-03-17 | DHI | HORTON DONALD R | COB, Dir | F - Tax | $97.44 | -3,958 | 20.0K | -17% | -$385.7K |
| D | 2023-03-21 | 2023-03-17 | DHI | HORTON DONALD R | COB, Dir | M - OptEx | $0.00 | +10.7K | 24.0K | +81% | $0 |
| D | 2023-03-21 | 2023-03-17 | DHI | HORTON DONALD R | COB, Dir | M - OptEx | $0.00 | -10.7K | 9,498 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-17 | F | D | 3,958 | $97.44 | 20,006 | D | — | — | (F3) Following all transactions listed on this Form 4, Mr. Horton owns directly 20,006 shares of DHI common stock and indirectly holds 2,888,602 shares of DHI common stock. |
| 2 | Common | Common Stock | 2023-03-17 | M | A | 10,695 | $0.00 | 23,964 | D | — | — | (F1) Each restricted stock unit converts into one share of DHI common stock. |
| 3 | Derivative | Restricted Stock Unit | 2023-03-17 | M | D | 10,695 | $0.00 | 9,498 | D | — · — to — | 10,695 Common Stock | (F1) Each restricted stock unit converts into one share of DHI common stock. (F4) On March 17, 2021, the reporting person was granted 32,085 restricted stock units, vesting in three annual installments beginning March 17, 2022. |