Form 4 for DHI D. R. Horton
Accepted 2023-03-27 00:00:00 ET · period of report 2023-03-23 · accession 0001062993-23-007735 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-27 | 2023-03-23 | DHI | Auld David V | Pres, CEO, Dir | M - OptEx | $0.00 | +12.7K | 685.5K | +2% | $0 |
| D | 2023-03-27 | 2023-03-23 | DHI | Auld David V | Pres, CEO, Dir | F - Tax | $96.28 | -4,711 | 680.8K | -0.7% | -$453.6K |
| D | 2023-03-27 | 2023-03-23 | DHI | Auld David V | Pres, CEO, Dir | M - OptEx | $0.00 | -12.7K | 24.0K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-23 | M | A | 12,732 | $0.00 | 685,521 | D | — | — | (F1) Each restricted stock unit converts into one share of DHI common stock. |
| 2 | Common | Common Stock | 2023-03-23 | F | D | 4,711 | $96.28 | 680,810 | D | — | — | (F3) Following all transactions listed on this Form 4, Mr. Auld owns directly 680,810 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock. |
| 3 | Derivative | Restricted Stock Unit | 2023-03-23 | M | D | 12,732 | $0.00 | 24,040 | D | — · — to — | 12,732 Common Stock | (F1) Each restricted stock unit converts into one share of DHI common stock. (F4) On March 23, 2022, the reporting person was granted 38,197 restricted stock units, vesting in three annual installments beginning March 23, 2023. |