Form 4 for BFH BREAD FINANCIAL HOLDINGS, INC.
Accepted 2023-03-27 00:00:00 ET · period of report 2023-03-24 · accession 0001062993-23-007831 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-27 | 2023-03-24 | BFH | Andretta Ralph J | Pres, CEO, Dir | A - Grant | — | +115.5K | 298.2K | +63% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-24 | A | A | 28,212 | — | 210,878 | D | — | — | (F1) The new grant is for 28,212 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 9,310 units vesting on each of 3/25/24 and 2/18/25 and 9,592 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates. |
| 2 | Common | Common Stock | 2023-03-24 | A | A | 87,319 | — | 298,197 | D | — | — | (F2) The new grant is for 87,319 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date. (F4) The total number of securities beneficially owned includes: (a) 62,800 unrestricted shares; (b) 22,371 unvested units from an award of 65,795 time-based restricted stock units granted 2/16/21; (c) 39,476 unvested performance-based restricted stock units granted 2/16/21; (d) 17,914 unvested units from an award of 26,737 time-based restricted stock units granted 2/15/22; (e) 40,105 unvested performance-based restricted stock units granted 2/15/22; (f) the new grant for 28,212 time-based restricted stock units; and (g) the new grant for 87,319 performance-based restricted stock units. |