Form 4/A for CNO CNO Financial Group, Inc.
Accepted 2023-04-03 00:00:00 ET · period of report 2023-02-14 · accession 0001062993-23-008333 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2023-04-03 | 2023-02-14 | CNO | Franzese Yvonne K | EVP, CHRO | A - Grant | $25.57 | +50.1K | 71.6K | +233% | +$1.28M |
| MA | 2023-04-03 | 2023-02-14 | CNO | Franzese Yvonne K | EVP, CHRO | F - Tax | $25.57 | -11.9K | 60.2K | -17% | -$304.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Units | 2023-02-14 | A | A | 14,100 | $25.57 | 74,257 | D | — | — | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) The restricted stock units vest in three equal annual installments beginning March 25, 2024. |
| 2 | Common | Restricted Stock Units | 2023-02-14 | F | D | 425 | $25.57 | 73,832 | D | — | — | (F5) Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. |
| 3 | Common | Common Stock | 2023-02-14 | A | A | 36,000 | $25.57 | 71,620 | D | — | — | (F1) Shares were acquired upon vesting of performance share units for the 2020-2022 performance period, based on the Issuer's 2020 operating return on equity, 2020 operating earnings per share, and relative total shareholder return over 2020-2022. |
| 4 | Common | Common Stock | 2023-02-14 | F | D | 11,463 | $25.57 | 60,157 | D | — | — | (F6) This amendment corrects the number of shares surrendered to CNO Financial Group, Inc. to cover required withholding on performance share units. (F2) Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. |