Form 4 for SWKHL SWK Holdings Corp

Accepted 2023-04-04 00:00:00 ET · period of report 2023-03-31 · accession 0001062993-23-008696 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-04-04	2023-03-31	SWKHL	Pennington Marcus Edward	Dir	A - Grant	$17.86	+1,588	10.6K	+18%	+$28.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-31	A	A	818	$17.86	9,879	D	—	—	(F1) Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.86 closing price of the common stock on March 31, 2023.
2	Common	Common Stock	2023-03-31	A	A	770	$17.86	10,649	D	—	—	(F2) Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.86 closing price of the common stock on March 31, 2023. The restricted shares vest on March 31, 2024, subject to the Reporting Person's continued service through such vesting date.