Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-04-07 00:00:00 ET · period of report 2023-04-05 · accession 0001062993-23-008948 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-04-07 | 2023-04-05 | HPE | NOSKI CHARLES H | Dir | M - OptEx | $0.00 | +15.1K | 30.1K | +101% | $0 |
| D | 2023-04-07 | 2023-04-05 | HPE | NOSKI CHARLES H | Dir | M - OptEx | — | -15.1K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-05 | M | A | 15,117.43 | $0.00 | 30,069.05 | I By Merrill Lynch | — | — | (F2) The number of shares in column 5 includes 128.6975 vested restricted stock unit ("RSU") dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 136.2376 RSU dividend equivalent rights at $12.46 on 10/07/22, and 103.1927 RSU dividend equivalent rights at $16.45 on 01/13/23. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. (F1) The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors. |
| 2 | Derivative | Restricted Stock Units | 2023-04-05 | M | D | 15,117.43 | — | 0 | D | — · — to — | 15,117.43 Common Stock | (F4) As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 383.4296 vested dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |