Form 4 for HPE Hewlett Packard Enterprise

Accepted 2023-04-07 00:00:00 ET · period of report 2023-04-05 · accession 0001062993-23-008951 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-04-07	2023-04-05	HPE	Ammann Daniel	Dir	M - OptEx	$0.00	+15.1K	15.1K	New	$0
D	2023-04-07	2023-04-05	HPE	Ammann Daniel	Dir	M - OptEx	—	-15.1K	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-04-05	M	A	15,118	$0.00	15,118	D	—	—	(F1) The total direct beneficial ownership reflects a decrease of 14,479 shares due to the transfer into the reporting person's Trust on 01/25/23.
2	Derivative	Restricted Stock Units	2023-04-05	M	D	15,118	—	0	D	— · — to —	15,118 Common Stock	(F4) As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.