Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-04-07 00:00:00 ET · period of report 2023-04-05 · accession 0001062993-23-008952 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-07 | 2023-04-05 | HPE | DUGAN REGINA E | Dir | M - OptEx | $0.00 | +9,637 | 9,637 | New | $0 |
| D | 2023-04-07 | 2023-04-05 | HPE | DUGAN REGINA E | Dir | M - OptEx | — | -9,637 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-05 | M | A | 9,637 | $0.00 | 9,637 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2023-04-05 | M | D | 9,637 | — | 0 | D | — · — to — | 9,637 Common Stock | (F2) As previously reported, on 09/22/22, the reporting person was granted 9,476 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 91.2616 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 69.1258 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 161 vested dividend equivalent rights and a de minimus adjustment of 0.6126 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |