Form 4 for JXN Jackson Financial Inc.
Accepted 2023-04-11 00:00:00 ET · period of report 2023-04-09 · accession 0001062993-23-009036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-11 | 2023-04-09 | JXN | Prieskorn Laura Louene | CEO, Pres, Dir | M - OptEx | $0.00 | +33.8K | 346.8K | +11% | $0 |
| DM | 2023-04-11 | 2023-04-09 | JXN | Prieskorn Laura Louene | CEO, Pres, Dir | F - Tax | $35.79 | -44.8K | 327.7K | -12% | -$1.60M |
| DM | 2023-04-11 | 2023-04-09 | JXN | Prieskorn Laura Louene | CEO, Pres, Dir | D - Sale to Iss | $35.79 | -33.8K | 308.2K | -10% | -$1.21M |
| DM | 2023-04-11 | 2023-04-09 | JXN | Prieskorn Laura Louene | CEO, Pres, Dir | M - OptEx | $35.79 | -33.8K | 14.7K | -70% | -$1.21M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-09 | M | A | 14,733.85 | $0.00 | 322,895.80 | D | — | — | |
| 2 | Common | Common Stock | 2023-04-09 | F | D | 19,494.77 | $35.79 | 308,161.95 | D | — | — | (F4) Shares withheld to cover tax obligations due upon the vesting of earned restricted share units settled in shares, based on achievement of performance metrics of the Converted Prudential RSPs (Pru RSPs). |
| 3 | Common | Common Stock | 2023-04-09 | D | D | 19,115.35 | $35.79 | 327,656.72 | D | — | — | |
| 4 | Common | Common Stock | 2023-04-09 | M | A | 19,115.35 | $0.00 | 346,772.07 | D | — | — | |
| 5 | Common | Common Stock | 2023-04-09 | F | D | 25,290.13 | $35.79 | 327,656.72 | D | — | — | (F1) Shares withheld to cover tax obligations due upon the vesting of the earned restricted share units settled in shares, based on achievement of performance metrics of the Converted 2020 PLTIP (2020 PLTIPs). |
| 6 | Common | Common Stock | 2023-04-09 | D | D | 14,733.85 | $35.79 | 308,161.95 | D | — | — | |
| 7 | Derivative | restricted share units | 2023-04-09 | M | D | 14,733.85 | $35.79 | 0 | D | — · 2023-04-09 to 2023-04-09 | 14,733.85 Common Stock | (F5) Reflects the conversion of 14,733.85 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned. |
| 8 | Derivative | restricted share units | 2023-04-09 | M | D | 19,115.35 | $35.79 | 14,733.85 | D | — · 2023-04-09 to 2023-04-09 | 19,115.35 Common Stock | (F2) Reflects the conversion of 19,115.35 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned. |