Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-04-24 00:00:00 ET · period of report 2023-04-20 · accession 0001062993-23-009492 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-24 | 2023-04-20 | HPE | Cox Jeremy | CTO, SVP Ctrl | F - Tax | $14.54 | -6,090 | 18.9K | -24% | -$88.5K |
| D | 2023-04-24 | 2023-04-20 | HPE | Cox Jeremy | CTO, SVP Ctrl | M - OptEx | $14.54 | +25.0K | 25.0K | New | +$363.9K |
| DM | 2023-04-24 | 2023-01-13 | HPE | Cox Jeremy | CTO, SVP Ctrl | A - Grant | — | +2,030 | 62.3K | +3% | — |
| D | 2023-04-24 | 2023-04-20 | HPE | Cox Jeremy | CTO, SVP Ctrl | M - OptEx | — | -25.0K | 50.1K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-20 | F | D | 6,090 | $14.54 | 18,937 | D | — | — | |
| 2 | Common | Common Stock | 2023-04-20 | M | A | 25,027 | $14.54 | 25,027 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 244.84 | — | 17,854.84 | D | — · — to — | 244.84 Common Stock | (F3) As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.3793 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-04-20 | M | D | 25,027 | — | 50,051 | D | — · — to — | 25,027 Common Stock | (F6) As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 529.8894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 547.8743 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 814 vested dividend equivalent rights and a de minimus adjustment of 0.8081 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 40.68 | — | 2,965.68 | D | — · — to — | 40.68 Common Stock | (F4) As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 20.0024 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 20.6813 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 450.21 | — | 31,799.21 | D | — · — to — | 450.21 Common Stock | (F5) As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 221.3471 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 228.8598 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 383.65 | — | 30,103.67 | D | — · — to — | 383.65 Common Stock | (F2) As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 188.6225 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 195.0245 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 910.81 | — | 62,297.81 | D | — · — to — | 910.81 Common Stock | (F7) As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 447.8079 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 463.0069 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |