Form 4 for ROKU ROKU, INC
Accepted 2023-05-02 00:00:00 ET · period of report 2023-04-28 · accession 0001062993-23-009933 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-05-02 | 2023-04-28+ | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | G - Gift | $0.00 | 0 | 41.9K | New | $0 |
| DM | 2023-05-02 | 2023-05-01 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | A - Grant | $0.00 | +11.3K | 1,852 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-01 | G | A | 41,851 | $0.00 | 41,851 | I The Anthony J. Wood 2023 Annuity Trust V | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-01 | G | D | 41,851 | $0.00 | 0 | I Wood Revocable Trust | — | — | |
| 3 | Common | Class A Common Stock | 2023-04-28 | G | D | 41,851 | $0.00 | 6,849 | I The Anthony J. Wood 2022 Annuity Trust V | — | — | |
| 4 | Common | Class A Common Stock | 2023-04-28 | G | A | 41,851 | $0.00 | 41,851 | I Wood Revocable Trust | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-05-01 | A | A | 9,468 | $0.00 | 9,468 | D | $56.68 · 2023-05-01 to 2033-04-30 | 9,468 Class A Common Stock | (F2) This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-05-01 | A | A | 1,852 | $0.00 | 1,852 | D | $56.68 · 2023-05-01 to 2033-04-30 | 1,852 Class A Common Stock | (F1) This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. |