Form 4 for BANX ArrowMark Financial Corp.
Accepted 2023-05-05 00:00:00 ET · period of report 2023-05-04 · accession 0001062993-23-010294 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-05 | 2023-05-04 | BANX | Grove Richard Allen | CCO | P - Purchase | $14.58 | +1,000 | 1,500 | +200% | +$14.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-04 | P | A | 1,000 | $14.58 | 1,500 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices of $14.574 and $14.625, inclusive. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |