Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2023-05-05 00:00:00 ET · period of report 2023-05-03 · accession 0001062993-23-010362 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-05 | 2023-05-03 | ALSN | Christman Philip J | Dir | M - OptEx | $0.00 | +2,814 | 2,814 | New | $0 |
| DM | 2023-05-05 | 2023-05-03 | ALSN | Christman Philip J | Dir | M - OptEx | $0.00 | -2,814 | 0 | -100% | $0 |
| D | 2023-05-05 | 2023-05-04 | ALSN | Christman Philip J | Dir | A - Grant | $0.00 | +3,146 | 3,146 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-03 | M | A | 2,814 | $0.00 | 2,814 | D | — | — | (F1) Settlement of restricted stock units ("RSUs") and related dividend equivalents. (F2) Includes 44 dividend equivalents. |
| 2 | Derivative | Restricted Stock Units | 2023-05-03 | M | D | 2,770 | $0.00 | 0 | D | — · — to — | 2,770 Common Stock | (F3) Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. (F4) On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-05-04 | A | A | 3,146 | $0.00 | 3,146 | D | — · — to — | 3,146 Common Stock | (F7) The RSUs represent the reporting person's annual equity award under the Company's Seventh Amended and Restated Non-Employee Director Compensation Policy. (F9) The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant. (F3) Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. (F8) The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. |
| 4 | Derivative | Dividend Equivalent Rights | 2023-05-03 | M | D | 44 | $0.00 | 0 | D | — · — to — | 44 Common Stock | (F5) Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. (F6) The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023. |