Form 4 for HUM Humana
Accepted 2023-05-08 00:00:00 ET · period of report 2023-05-04 · accession 0001062993-23-010402 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-08 | 2023-05-04 | HUM | Diamond Susan M | CFO | S - Sale+OE | $526.28 | -4,156 | 3,931 | -51% | -$2.19M |
| DM | 2023-05-08 | 2023-05-04 | HUM | Diamond Susan M | CFO | M - OptEx | $362.35 | +3,369 | 8,087 | +71% | +$1.22M |
| D | 2023-05-08 | 2023-05-04 | HUM | Diamond Susan M | CFO | G - Gift | $0.00 | -100 | 3,831 | -3% | $0 |
| D | 2023-05-08 | 2023-05-05 | HUM | Diamond Susan M | CFO | J - Other | $0.00 | -700 | 3,131 | -18% | $0 |
| DM | 2023-05-08 | 2023-05-04 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | -3,369 | 1,508 | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2023-05-04 | S | D | 2,656 | $526.02 | 5,431 | D | — | — | (F13) Price reported is weighted average sales price. |
| 2 | Common | Humana Common | 2023-05-04 | M | A | 1,148 | $350.79 | 7,374 | D | — | — | |
| 3 | Common | Humana Common | 2023-05-04 | M | A | 1,508 | $376.61 | 6,226 | D | — | — | |
| 4 | Common | Humana Common | 2023-05-04 | S | D | 1,500 | $526.75 | 3,931 | D | — | — | (F14) All shares sold at price reported. |
| 5 | Common | Humana Common | 2023-05-04 | G | D | 100 | $0.00 | 3,831 | D | — | — | (F15) Reporting person made a gift/charitable donation, effective May 4, 2023, in which no value was received in return. |
| 6 | Common | Humana Common | 2023-05-05 | J | D | 700 | $0.00 | 3,131 | D | — | — | (F16) Reporting person transferred a total of 700 shares of direct ownership on May 5, 2023 pursuant to a Domestic Relations Order. |
| 7 | Common | Humana Common | 2023-05-04 | M | A | 713 | $350.79 | 8,087 | D | — | — | |
| 8 | Derivative | Options | 2023-05-04 | M | D | 1,861 | $0.00 | 0 | D | $350.79 · — to 2027-02-24 | 1,861 Humana Common | (F2) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
| 9 | Derivative | Options | 2023-05-04 | M | D | 1,508 | $0.00 | 1,508 | D | $376.61 · — to 2028-02-22 | 1,508 Humana Common | (F3) Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |