Form 4 for AIN ALBANY INTERNATIONAL CORP /DE/
Accepted 2023-05-08 00:00:00 ET · period of report 2023-05-05 · accession 0001062993-23-010407 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-08 | 2023-05-05 | AIN | Indriani Elisabeth | CAO, Corp. Ctrl | D - Sale to Iss | $89.62 | -950 | 0 | -100% | -$85.1K |
| D | 2023-05-08 | 2023-05-05 | AIN | Indriani Elisabeth | CAO, Corp. Ctrl | M - OptEx | $0.00 | +950 | 950 | New | $0 |
| D | 2023-05-08 | 2023-05-05 | AIN | Indriani Elisabeth | CAO, Corp. Ctrl | M - OptEx | $0.00 | -950 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-05 | D | D | 950 | $89.62 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 2 | Common | Class A Common Stock | 2023-05-05 | M | A | 950 | $0.00 | 950 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnote 2). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 3 | Derivative | Phantom Stock Units | 2023-05-05 | M | D | 950 | $0.00 | 0 | D | — · 2023-03-01 to 2023-03-01 | 1,899 Class A Common Stock | (F2) Phantom Stock Units granted February 23, 2023 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F4) In addition to the vesting of the 950 Phantom Stock Units, reflects the forfeiture of 950 Phantom Stock Units pursuant to the Phantom Stock Plan, upon the reporting person's departure from the Company. (F3) Pursuant to the Phantom Stock Plan, 950 Phantom Stock Units vested upon the reporting person's May 5, 2023 departure from the Company. |