Form 4 for NUTX Nutex Health Inc.
Accepted 2023-05-10 00:00:00 ET · period of report 2023-04-01 · accession 0001062993-23-010664 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-10 | 2023-04-01 | NUTX | Bates Jon Christian | CFO | M - OptEx | $0.00 | +69.5K | 49.5K | New | $0 |
| DM | 2023-05-10 | 2023-04-01 | NUTX | Bates Jon Christian | CFO | A - Grant | $0.00 | +168.5K | 148.5K | New | $0 |
| DM | 2023-05-10 | 2023-04-01 | NUTX | Bates Jon Christian | CFO | M - OptEx | $0.00 | -69.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-01 | M | A | 20,000 | $0.00 | 69,505 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting. |
| 2 | Common | Common Stock | 2023-04-01 | M | A | 49,505 | $0.00 | 49,505 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting. |
| 3 | Derivative | Restricted Stock Unit | 2023-04-01 | A | A | 20,000 | $0.00 | 20,000 | D | — · — to — | 20,000 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting. (F3) Represents 20,000 RSUs issued and vested on April 1, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2023-04-01 | M | D | 49,505 | $0.00 | 99,010 | D | — · — to — | 49,505 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting. (F2) Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Mr. Bates, dated April 1, 2023, the 148,515 RSUs granted to Mr. Bates will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025. |
| 5 | Derivative | Restricted Stock Unit | 2023-04-01 | A | A | 148,515 | $0.00 | 148,515 | D | — · — to — | 148,515 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting. (F2) Pursuant to the Restricted Stock Unit Agreement by and between the issuer and Mr. Bates, dated April 1, 2023, the 148,515 RSUs granted to Mr. Bates will vest in three equal installments, with the initial 1/3 immediately vested on April 1, 2023, and the remaining RSUs vesting 1/3 each on March 1, 2024 and March 1, 2025. |
| 6 | Derivative | Restricted Stock Unit | 2023-04-01 | M | D | 20,000 | $0.00 | 0 | D | — · — to — | 20,000 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock, $0.001 par value, upon vesting. (F3) Represents 20,000 RSUs issued and vested on April 1, 2023. |