Form 4 for GERN GERON CORP
Accepted 2023-05-11 00:00:00 ET · period of report 2023-05-11 · accession 0001062993-23-010852 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-11 | 2023-05-11 | GERN | LAWLIS V BRYAN | Dir | S - Sale+OE | $3.00 | -35.0K | 0 | -100% | -$105.0K |
| D | 2023-05-11 | 2023-05-11 | GERN | LAWLIS V BRYAN | Dir | M - OptEx | $1.10 | +35.0K | 35.0K | New | +$38.5K |
| D | 2023-05-11 | 2023-05-11 | GERN | LAWLIS V BRYAN | Dir | M - OptEx | $0.00 | -35.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-11 | S | D | 35,000 | $3.00 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-11 | M | A | 35,000 | $1.10 | 35,000 | D | — | — | |
| 3 | Derivative | Stock Options (right to buy) | 2023-05-11 | M | D | 35,000 | $0.00 | 0 | D | $1.10 · — to 2023-05-22 | 35,000 Common Stock | (F1) Option was fully vested. |