Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2023-05-19 00:00:00 ET · period of report 2023-05-17 · accession 0001062993-23-011787 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-19 | 2023-05-17 | ALSN | van Niekerk Teresa | VP, Chief Procurement Off | S - Sale+OE | $48.47 | -11.7K | 13.9K | -46% | -$566.9K |
| DM | 2023-05-19 | 2023-05-17 | ALSN | van Niekerk Teresa | VP, Chief Procurement Off | M - OptEx | $43.27 | +12.7K | 25.6K | +98% | +$547.5K |
| DM | 2023-05-19 | 2023-05-17 | ALSN | van Niekerk Teresa | VP, Chief Procurement Off | M - OptEx | $0.00 | -12.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-17 | S | D | 11,696 | $48.47 | 13,909 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $48.3950 to $48.5700. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-05-17 | M | A | 5,892 | $43.30 | 18,844 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-17 | M | A | 6,761 | $43.24 | 25,605 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-05-17 | M | D | 5,892 | $0.00 | 0 | D | $43.30 · — to 2028-02-07 | 5,892 Common Stock | (F2) The option vested on February 7, 2021. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-05-17 | M | D | 6,761 | $0.00 | 0 | D | $43.24 · — to 2030-02-25 | 6,761 Common Stock | (F3) The option vested on February 25, 2023. |