Form 4 for GHM GRAHAM CORP
Accepted 2023-05-24 00:00:00 ET · period of report 2023-05-23 · accession 0001062993-23-012064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-24 | 2023-05-23 | GHM | Malone Matthew | VP, GM of Barber-Nichols | M - OptEx | $0.00 | +3,052 | 41.6K | +8% | $0 |
| D | 2023-05-24 | 2023-05-23 | GHM | Malone Matthew | VP, GM of Barber-Nichols | F - Tax | $11.78 | -1,037 | 40.6K | -2% | -$12.2K |
| D | 2023-05-24 | 2023-05-23 | GHM | Malone Matthew | VP, GM of Barber-Nichols | M - OptEx | $0.00 | -3,052 | 6,106 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-23 | M | A | 3,052 | $0.00 | 41,602 | D | — | — | (F1) These restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-05-23 | F | D | 1,037 | $11.78 | 40,565 | D | — | — | (F2) Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2023-05-23 | M | D | 3,052 | $0.00 | 6,106 | D | $0.00 · — to — | 3,052 Common Stock | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F3) One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. |