Form 4 for DRK DarkHorse Technologies Inc.
Accepted 2023-05-24 00:00:00 ET · period of report 2023-05-22 · accession 0001062993-23-012081 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-24 | 2023-05-22 | DRK | Kalbfleisch Kurt L. | SVP, CFO | M - OptEx | — | +170.0K | 540.6K | +46% | — |
| D | 2023-05-24 | 2023-05-22 | DRK | Kalbfleisch Kurt L. | SVP, CFO | M - OptEx | — | -170.0K | 940.0K | -15% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-22 | M | A | 170,000 | — | 540,574 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| 2 | Derivative | Restricted Stock Unit (RSU) | 2023-05-22 | M | D | 170,000 | — | 940,000 | D | — · — to — | 170,000 Common Stock | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F2) The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 680,000 shares vest on 12/1/2023, and (ii) 97,500 shares vest on 6/20/23; 81,250 shares vest on 6/20/24 and 81,250 shares vest on 6/20/25. |