Form 4 for SCHW Charles Schwab Corporation
Accepted 2023-05-24 00:00:00 ET · period of report 2023-05-22 · accession 0001062993-23-012087 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-24 | 2023-05-22 | SCHW | Schwab Charles R. | Co-COB, Dir | S - Sale+OE | $51.76 | -77.6K | 59.77M | -0.1% | -$4.02M |
| DI | 2023-05-24 | 2023-05-23 | SCHW | Schwab Charles R. | Co-COB, Dir | G - Gift | $0.00 | -22.7K | 59.75M | -0.0% | $0 |
| D | 2023-05-24 | 2023-05-22 | SCHW | Schwab Charles R. | Co-COB, Dir | M - OptEx | $22.67 | +77.6K | 0 | New | +$1.76M |
| D | 2023-05-24 | 2023-05-22 | SCHW | Schwab Charles R. | Co-COB, Dir | M - OptEx | $0.00 | -77.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-22 | S | D | 77,640 | $51.76 | 59,771,278 | I by Trust | — | — | (F1) Reflects the contribution of 77,640 shares received upon exercise of the option to a living trust. |
| 2 | Common | Common Stock | 2023-05-23 | G | D | 22,740 | $0.00 | 59,748,538 | I | — | — | |
| 3 | Common | Common Stock | 2023-05-22 | M | A | 77,640 | $22.67 | 0 | D by Trust | — | — | (F1) Reflects the contribution of 77,640 shares received upon exercise of the option to a living trust. |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2023-05-22 | M | D | 77,640 | $0.00 | 0 | D | $22.67 · — to 2023-08-01 | 77,640 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on August 1, 2014. |