Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-05-31 00:00:00 ET · period of report 2023-05-28 · accession 0001062993-23-012528 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-31 | 2023-05-28 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | F - Tax | $15.34 | -5,767 | 10.9K | -35% | -$88.5K |
| D | 2023-05-31 | 2023-05-28 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | $15.34 | +16.7K | 16.7K | New | +$255.8K |
| DM | 2023-05-31 | 2023-04-14 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | A - Grant | — | +1,657 | 140.2K | +1% | — |
| D | 2023-05-31 | 2023-05-28 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | — | -16.7K | 16.7K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-28 | F | D | 5,767 | $15.34 | 10,908 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-28 | M | A | 16,675 | $15.34 | 16,675 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 490.41 | — | 68,141.72 | D | — · — to — | 490.41 Common Stock | (F4) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 124.47 | — | 17,854.84 | D | — · — to — | 124.47 Common Stock | (F2) As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-05-28 | M | D | 16,675 | — | 16,673 | D | — · — to — | 16,675 Common Stock | (F3) As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 9 reflects 236.2891 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 1,011 vested dividend equivalent rights and a de minimus adjustment of 0.4482 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 1,041.78 | — | 140,171.35 | D | — · — to — | 1,041.78 Common Stock | (F5) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |