Form 4 for ROKU ROKU, INC
Accepted 2023-06-12 00:00:00 ET · period of report 2023-06-08 · accession 0001062993-23-013387 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-12 | 2023-06-12 | ROKU | Fyfield Mai | Dir | S - Sale+OE | $69.86 | -398 | 1,745 | -19% | -$27.8K |
| D | 2023-06-12 | 2023-06-09 | ROKU | Fyfield Mai | Dir | M - OptEx | $0.00 | +1,317 | 2,143 | +159% | $0 |
| DM | 2023-06-12 | 2023-06-08 | ROKU | Fyfield Mai | Dir | A - Grant | $0.00 | +6,059 | 3,895 | New | $0 |
| D | 2023-06-12 | 2023-06-09 | ROKU | Fyfield Mai | Dir | M - OptEx | $0.00 | -1,317 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-12 | S | D | 398 | $69.86 | 1,745 | D | — | — | (F1) These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award on June 9, 2022. |
| 2 | Common | Class A Common Stock | 2023-06-09 | M | A | 1,317 | $0.00 | 2,143 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-06-08 | A | A | 2,164 | $0.00 | 2,164 | D | — · 2024-06-08 to — | 2,164 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date. |
| 4 | Derivative | Restricted Stock Unit | 2023-06-09 | M | D | 1,317 | $0.00 | 0 | D | — · 2023-06-09 to — | 1,317 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date. |
| 5 | Derivative | Stock Options (right to buy) | 2023-06-08 | A | A | 3,895 | $0.00 | 3,895 | D | $69.10 · — to 2033-06-07 | 3,895 Class A Common Stock | (F4) The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date. |