Form 4 for CGTX COGNITION THERAPEUTICS INC
Accepted 2023-06-13 00:00:00 ET · period of report 2023-06-09 · accession 0001062993-23-013439 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-13 | 2023-06-09 | CGTX | RICHSTONE ELLEN B | Dir | A - Grant | $0.00 | +6,000 | 16.0K | +60% | $0 |
| D | 2023-06-13 | 2023-06-09 | CGTX | RICHSTONE ELLEN B | Dir | A - Grant | $0.00 | +6,000 | 6,000 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-09 | A | A | 6,000 | $0.00 | 16,000 | D | — | — | (F1) Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in full on the earlier of (i) June 9, 2024 or (ii) on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a director as of the applicable vesting date. |
| 2 | Derivative | Stock Option (right to Buy) | 2023-06-09 | A | A | 6,000 | $0.00 | 6,000 | D | $2.77 · — to 2033-06-09 | 6,000 Common Stock | (F2) The option vests in full on the earlier of (i) June 9, 2024 or (ii) on the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service as a director as of the applicable vesting date. |