InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2023-06-14 00:00:00 ET · period of report 2023-06-12 · accession 0001062993-23-013588 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2023-06-14 2023-06-12+ HPE ROBBIATI TAREK EVP, CFO S - Sale $16.27 -318.3K 0 -100% -$5.18M
DM 2023-06-14 2023-01-13 HPE ROBBIATI TAREK EVP, CFO A - Grant — +6,644 218.0K +3% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-06-12 S D 159,180 $16.01 159,073 I by The Robbiati Family Trust dated 02/04/20 — — (F3) The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.04. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. (F2) The total indirect beneficial ownership reflects an increase of 287,070 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/20/22.
2 Common Common Stock 2023-06-13 S D 159,073 $16.53 0 I by The Robbiati Family Trust dated 02/04/20 — — (F4) The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.50 to $16.575. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
3 Derivative Restricted Stock Units 2023-01-13 A A 1,929.44 — 136,284.44 D — · — to — 1,929.44 Common Stock (F8) As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which vested on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 948.6201 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 980.8171 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
4 Derivative Restricted Stock Units 2023-01-13 A A 902.85 — 65,838.85 D — · — to — 902.85 Common Stock (F7) As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, 60,850 of which vested on 12/10/22, and 60,850 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 443.8906 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 458.9566 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
5 Derivative Restricted Stock Units 2023-01-13 A A 624.17 — 48,696.32 D — · — to — 624.17 Common Stock (F6) As previously reported, on 09/19/18, the reporting person was granted 210,337 restricted stock units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 306.8790 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 317.2948 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
6 Derivative Restricted Stock Units 2023-01-13 A A 3,187.87 — 218,043.87 D — · — to — 3,187.87 Common Stock (F9) As previously reported, on 12/08/22, the reporting person was granted 214,856 RSUs, 71,618 of which will vest on 12/08/23, and 71,619 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,567.3386 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,620.5355 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F5) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.