Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-06-14 00:00:00 ET · period of report 2023-06-12 · accession 0001062993-23-013589 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-14 | 2023-06-12 | HPE | Karros Kirt P | SVP, Treas, IR | S - Sale | $16.00 | -33.4K | 0 | -100% | -$534.7K |
| DM | 2023-06-14 | 2023-01-13 | HPE | Karros Kirt P | SVP, Treas, IR | A - Grant | — | +2,842 | 19.3K | +17% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-12 | S | D | 33,417 | $16.00 | 0 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually paid ranged from $16 to $16.015. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 2 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 482.36 | — | 34,070.36 | D | — · — to — | 482.36 Common Stock | (F4) As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, and 16,255 of which will vest on each of 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.1550 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 245.2043 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 2,094.89 | — | 143,285.89 | D | — · — to — | 2,094.89 Common Stock | (F5) As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which will vest on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accruewith respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,029.9647 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,064.9227 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 265.25 | — | 19,342.25 | D | — · — to — | 265.25 Common Stock | (F3) As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 130.4097 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |