InsiderTrades

Form 4 for HPE Hewlett Packard Enterprise

Accepted 2023-06-14 00:00:00 ET · period of report 2023-06-12 · accession 0001062993-23-013590 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-06-14 2023-06-12 HPE SCHULTZ JOHN F EVP, COLO S - Sale $16.01 -226.1K 224.5K -50% -$3.62M
DM 2023-06-14 2023-01-13 HPE SCHULTZ JOHN F EVP, COLO A - Grant — +5,665 109.5K +5% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-06-12 S D 226,078 $16.01 224,491.13 D — — (F2) The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.045. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. (F1) The total beneficial ownership includes 588.0650 shares at $13.6040 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/28/23 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 4.7810 shares at $16.2639 per share received on 01/18/23 through dividends paid in shares, and 4.8950 shares at $15.9990 per share received on 04/18/23 through dividends paid in shares.
2 Derivative Restricted Stock Units 2023-01-13 A A 309.58 — 21,579.58 D — · — to — 309.58 Common Stock (F6) As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 152.2067 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 157.3727 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
3 Derivative Restricted Stock Units 2023-01-13 A A 2,960.17 — 202,469.17 D — · — to — 2,960.17 Common Stock (F7) As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,455.3848 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,504.7819 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
4 Derivative Restricted Stock Units 2023-01-13 A A 846.93 — 61,842.93 D — · — to — 846.93 Common Stock (F4) As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 416.3964 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 430.5292 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
5 Derivative Restricted Stock Units 2023-01-13 A A 1,547.87 — 109,466.87 D — · — to — 1,547.87 Common Stock (F5) As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 761.0188 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 786.8485 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.