Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001062993-23-013875 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-20 | 2023-06-15 | HPE | Hotard Justin | EVP, GM, HPC, AI | S - Sale+OE | $17.00 | -10.2K | 0 | -100% | -$173.9K |
| D | 2023-06-20 | 2023-06-15 | HPE | Hotard Justin | EVP, GM, HPC, AI | M - OptEx | $14.67 | +10.2K | 10.2K | New | +$150.0K |
| DM | 2023-06-20 | 2023-04-14 | HPE | Hotard Justin | EVP, GM, HPC, AI | A - Grant | — | +1,814 | 19.3K | +10% | — |
| D | 2023-06-20 | 2023-06-15 | HPE | Hotard Justin | EVP, GM, HPC, AI | M - OptEx | $0.00 | -10.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | S | D | 10,227 | $17.00 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-15 | M | A | 10,227 | $14.67 | 10,227 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 1,041.78 | — | 140,171.35 | D | — · — to — | 1,041.78 Common Stock | (F7) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 490.41 | — | 68,141.72 | D | — · — to — | 490.41 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 147.39 | — | 20,948.39 | D | — · — to — | 147.39 Common Stock | (F5) As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 147.3865 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2023-04-14 | A | A | 134.84 | — | 19,342.25 | D | — · — to — | 134.84 Common Stock | (F4) As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F3) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-06-15 | M | D | 10,227 | $0.00 | 0 | D | $14.67 · 2017-12-07 to 2024-12-07 | 10,227 Common Stock | (F1) This option became exercisable beginning on this date. (F2) This option is no longer exercisable beginning on this date. |