Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001062993-23-013876 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-20 | 2023-06-15 | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | $8.83 | +5,668 | 73.4K | +8% | +$50.0K |
| D | 2023-06-20 | 2023-06-15 | HPE | MacDonald Neil B | EVP, GM of Compute | S - Sale+OE | $17.00 | -5,668 | 67.7K | -8% | -$96.4K |
| DM | 2023-06-20 | 2023-01-13 | HPE | MacDonald Neil B | EVP, GM of Compute | A - Grant | — | +3,320 | 22.3K | +17% | — |
| D | 2023-06-20 | 2023-06-15 | HPE | MacDonald Neil B | EVP, GM of Compute | M - OptEx | $0.00 | -5,668 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | M | A | 5,668 | $8.83 | 73,412.38 | D | — | — | (F1) The total beneficial ownership includes the acquisition of 8.3770 shares at $16.2639 per share received on 01/18/23 through dividends paid in shares, and 8.5790 shares at $15.9990 per share received on 04/18/23 through dividends paid in shares. |
| 2 | Common | Common Stock | 2023-06-15 | S | D | 5,668 | $17.00 | 67,744.38 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 2,049.35 | — | 140,171.35 | D | — · — to — | 2,049.35 Common Stock | (F7) As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,007.57690 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 1,041.77500 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 964.72 | — | 68,141.72 | D | — · — to — | 964.72 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 474.31000 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 490.40850 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-01-13 | A | A | 306.05 | — | 22,318.05 | D | — · — to — | 306.05 Common Stock | (F5) As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 150.47050 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 155.57760 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-06-15 | M | D | 5,668 | $0.00 | 0 | D | $8.83 · 2016-12-09 to 2023-12-09 | 5,668 Common Stock | (F2) This option became exercisable beginning on this date and is fully vested. (F3) This option is no longer exercisable beginning on this date. |