Form 4 for GERN GERON CORP
Accepted 2023-06-30 00:00:00 ET · period of report 2023-06-30 · accession 0001062993-23-014270 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-30 | 2023-06-30 | GERN | Kapur Anil | EVP, CCO, Corp Strategy | A - Grant | $2.04 | +7,567 | 60.8K | +14% | +$15.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | A | A | 7,567 | $2.04 | 60,783 | D | — | — | (F1) The reporting person is voluntarily reporting the acquisition of 7,567 shares of the Issuer's common stock pursuant to the Geron Corporation 2014 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 3, 2023 through June 30, 2023. This transaction is exempt under Rule 16b-3(c). (F2) In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on January 3, 2023. (F3) The total number of securities beneficially owned of 60,783 shares represents the aggregate number of shares of Geron common stock purchased under the ESPP. |