Form 4 for SWKHL SWK Holdings Corp
Accepted 2023-07-05 00:00:00 ET · period of report 2023-06-30 · accession 0001062993-23-014530 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-07-05 | 2023-06-30 | SWKHL | Hatcher Robert K. | Dir | A - Grant | $16.74 | +821 | 7,102 | +13% | +$13.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | A | A | 821 | $16.74 | 7,102 | D | — | — | (F1) Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $16.74 closing price of the common stock on June 30, 2023. The restricted shares vest on June 30, 2024, subject to the Reporting Person's continued service through such vesting date. (F2) Due to an administrative error, on January 4, 2023, the Reporting Person mistakenly reported the acquisition of 1,120 shares of common stock in lieu of cash compensation for his services as a director. The amounts reported in column 5 of this Form 4 have been updated to reflect the Reporting Person's corrected ownership. |