Form 4 for HPE Hewlett Packard Enterprise
Accepted 2023-07-25 00:00:00 ET · period of report 2023-07-23 · accession 0001062993-23-015305 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-25 | 2023-07-23 | HPE | Cox Jeremy | CTO, SVP Ctrl | M - OptEx | $17.26 | +30.3K | 30.9K | +4,925% | +$522.8K |
| D | 2023-07-25 | 2023-07-23 | HPE | Cox Jeremy | CTO, SVP Ctrl | F - Tax | $17.26 | -9,157 | 21.7K | -30% | -$158.0K |
| DM | 2023-07-25 | 2023-07-14 | HPE | Cox Jeremy | CTO, SVP Ctrl | A - Grant | — | +1,134 | 62.7K | +2% | — |
| D | 2023-07-25 | 2023-07-23 | HPE | Cox Jeremy | CTO, SVP Ctrl | M - OptEx | — | -30.3K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-23 | M | A | 30,288 | $17.26 | 30,903 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-23 | F | D | 9,157 | $17.26 | 21,746 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-07-14 | A | A | 19.50 | — | 2,985.19 | D | — · — to — | 19.50 Common Stock | (F4) As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.5044 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-07-14 | A | A | 117.38 | — | 17,972.23 | D | — · — to — | 117.38 Common Stock | (F3) As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-07-23 | M | D | 30,288 | — | 0 | D | — · — to — | 30,288 Common Stock | (F2) As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which vested on 07/23/23. The number of derivative securities in column 5 includes 183.9265 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. The number of derivative securities in column 5 also reflects 4,431 vested dividend equivalent rights and a de minimus adjustment of 0.4024 due to fractional rounding of the dividend equivalent rights. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2023-07-14 | A | A | 215.84 | — | 32,015.04 | D | — · — to — | 215.84 Common Stock | (F5) As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8364 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2023-07-14 | A | A | 344.46 | — | 50,395.46 | D | — · — to — | 344.46 Common Stock | (F6) As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 344.4647 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2023-07-14 | A | A | 436.66 | — | 62,734.47 | D | — · — to — | 436.66 Common Stock | (F7) As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 436.6592 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |