Form 4 for SCHW Charles Schwab Corporation
Accepted 2023-07-26 00:00:00 ET · period of report 2023-07-24 · accession 0001062993-23-015356 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-07-26 | 2023-07-24+ | SCHW | Schwab Charles R. | Co-COB, Dir | S - Sale+OE | $66.63 | -147.8K | 59.67M | -0.2% | -$9.85M |
| D | 2023-07-26 | 2023-07-24 | SCHW | Schwab Charles R. | Co-COB, Dir | M - OptEx | $23.12 | +72.0K | 0 | New | +$1.67M |
| D | 2023-07-26 | 2023-07-24 | SCHW | Schwab Charles R. | Co-COB, Dir | M - OptEx | $0.00 | -72.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-24 | S | D | 72,047 | $66.66 | 59,748,538 | I by Trust | — | — | (F1) Reflects the contribution of 72,047 shares received upon exercise of the option to a living trust. |
| 2 | Common | Common Stock | 2023-07-24 | M | A | 72,047 | $23.12 | 0 | D by Trust | — | — | (F1) Reflects the contribution of 72,047 shares received upon exercise of the option to a living trust. |
| 3 | Common | Common Stock | 2023-07-26 | S | D | 75,760 | $66.60 | 59,672,778 | I | — | — | |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2023-07-24 | M | D | 72,047 | $0.00 | 0 | D | $23.12 · — to 2023-11-01 | 72,047 Common Stock | (F4) The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on November 1, 2014. |