Form 4 for OTIS Otis Worldwide
Accepted 2023-07-28 00:00:00 ET · period of report 2023-07-28 · accession 0001062993-23-015444 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-28 | 2023-07-28 | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | M - OptEx | $64.46 | +47.4K | 44.2K | New | +$3.06M |
| D | 2023-07-28 | 2023-07-28 | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | F - Tax | $90.46 | -33.8K | 46.1K | -42% | -$3.06M |
| D | 2023-07-28 | 2023-07-28 | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | S - Sale+OE | $90.70 | -3,992 | 42.1K | -9% | -$362.1K |
| DM | 2023-07-28 | 2023-07-28 | OTIS | Calleja Fernandez Bernardo | Pres, Otis EMEA | M - OptEx | $0.00 | -47.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-28 | M | A | 14,709 | $63.93 | 79,894 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-28 | F | D | 33,805 | $90.46 | 46,089 | D | — | — | |
| 3 | Common | Common Stock | 2023-07-28 | S | D | 3,992 | $90.70 | 42,097 | D | — | — | |
| 4 | Common | Common Stock | 2023-07-28 | M | A | 20,975 | $63.92 | 65,185 | D | — | — | |
| 5 | Common | Common Stock | 2023-07-28 | M | A | 2,213 | $58.66 | 34,668 | D | — | — | |
| 6 | Common | Common Stock | 2023-07-28 | M | A | 9,542 | $67.83 | 44,210 | D | — | — | |
| 7 | Derivative | Stock Appreciation Rights | 2023-07-28 | M | D | 2,213 | $0.00 | 0 | D | $58.66 · 2020-01-03 to 2027-01-02 | 2,213 Common Stock | |
| 8 | Derivative | Stock Appreciation | 2023-07-28 | M | D | 14,709 | $0.00 | 7,355 | D | $63.93 · 2024-02-05 to 2031-02-04 | 14,709 Common Stock | (F1) The SARs become exercisable in three equal installments on the first three anniversaries of the date of grant, which was 02/05/2021. |
| 9 | Derivative | Stock Appreciation Rights | 2023-07-28 | M | D | 9,542 | $0.00 | 0 | D | $67.83 · 2021-01-02 to 2028-01-01 | 9,542 Common Stock | |
| 10 | Derivative | Stock Appreciation | 2023-07-28 | M | D | 20,975 | $0.00 | 0 | D | $63.92 · 2022-02-05 to 2029-02-04 | 20,975 Common Stock |